INVESTOR
CLASSIFICATIONS
The content of this promotion has not been approved by an authorized person
within the meaning of the Financial Services and Markets Act 2000. Reliance
on this promotion for the purpose of engaging in any investment activity may
expose an individual to a significant risk. Individuals will not have access to the
FSCS and must fall into one of the investor categories below to view and
ultimately invest in the bond.
High Net Worth Individual Exemption
Annual income of £170,000 or net assets of £430,000, excluding primary residence and certain other matters.You have invested in more than one unlisted company, been a director of a company with an annual turnover of at least £1 million, or worked in private equity in the last two years, or you have been a member of a business angels network for at least the last six months.
Self Certified Sophisticated Investor
of business angels and have been so for at least the last six months prior; is working, or have worked in the two years prior, in a professional capacity in the private equity sector, or in the provision of finance for small and medium enterprises; is currently, or have been in the two years prior, a director of a company with an annual turnover of at least £1.6 million.
I ConfirmINVESTOR
CLASSIFICATIONS
The content of this promotion has not been approved by an authorised person
within the meaning of the Financial Services and Markets Act 2000. Reliance
on this promotion for the purpose of engaging in any investment activity may
expose an individual to a significant risk. Individuals will not have access to the
FSCS and must fall into one of the investor categories below to view and
ultimately invest in the bond.
High Net Worth Individual Exemption
Annual income of £170,000 or net assets of £430,000, excluding primary residence and certain other matters.You have invested in more than one unlisted company, been a director of a company with an annual turnover of at least £1 million, or worked in private equity in the last two years, or you have been a member of a business angels network for at least the last six months.
Self Certified Sophisticated Investor
of business angels and have been so for at least the last six months prior; is working, or have worked in the two years prior, in a professional capacity in the private equity sector, or in the provision of finance for small and medium enterprises; is currently, or have been in the two years prior, a director of a company with an annual turnover of at least £1.6 million.
I Confirm
To gain access, please provide your details
CERTIFICATE FOR EXECUTION BY HIGH NET WORTH INDIVIDUALS
I can receive promotional communications which are exempt from the restriction on the promotion of non-readily realisable securities. The exemption relates to certified high net worth investors and I declare that I qualify as such because at least one of the following applies to me:
• I had, throughout the financial year immediately preceding the date below, an annual income to the value of £100,000 or more;
• I held, throughout the financial year immediately preceding the date below, net assets to the value of £250,000 or more. Net assets for these purposes do not include:
(a) the property which is my primary residence, or any money raised through a loan secured on that property;
(b) any rights of mine under a qualifying contract of insurance; or
(c) any benefits (in the form of pensions or otherwise) which are payable on the termination of my service or on my death or retirement and to which I am (or my dependants are), or may be, entitled.
I accept that the investments to which the promotions will relate may expose me to a significant risk of losing all of the money or other property invested. I am aware that it is open to me to seek advice from an authorised person who specialises in advising on non-readily realisable securities.
CERTIFICATE FOR EXECUTION BY SELF-CERTIFIED SOPHISTICATED INVESTORS
I declare that I am a self-certified sophisticated investor for the purposes of the restriction on promotion of non-readily realisable securities. I understand that this means:
(vi) I can receive promotional communications made by a person who is not authorised by the Financial Conduct Authority which relate to investment activity in non-readily realisable securities;
(vii) the investments to which the promotions will relate may expose me to a significant risk of losing all the property invested.
I am a self-certified sophisticated investor because at least one of the following applies:
(i) I am a member of a network or syndicate of business angels and have been so for at least the last six months prior to the date below;
(ii) I have made more than one investment in an unlisted company in the two years prior to the date below;
(iii) I am working, or have worked in the two years prior to the date below, in a professional capacity in the private equity sector, or in the provision of finance for small and medium enterprises;
(iv) I am currently, or have been in the two years prior to the date below, a director of a company with an annual turnover of at least £1 million.
I accept that the investments to which the promotions will relate may expose me to a significant risk of losing all of the money or other property invested. I am aware that it is open to me to seek advice from someone who specialises in advising on non-readily realisable securities
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